Regulations Handy Handouts:

Days/Weeks/Months: Regulations Days Months

Amounts: Regulations Amounts

Study Tips:-) Study Techniques

MiFID: Embrace MiFID

Chapter 1: Why Government Regulate Financial Services

My Slides: Chapter 1 Why Governments Regulate Financial Services

Chapter 1 MCQs Questions: Chapter 1 Why Governments Regulate MCQs Questions

Chapter 1 MCQs Answers: Chapter 1 Why Governments Regulate MCQs Answers

Written Questions: Regulations Written Questions Chapter 1_2024

Passcode: (Chapter 1 Completed Chapter 2 Started) 3!0Qq2t6

Chapter 2: Authorisation

My Slides: Chapter 2 Authorisation

Chapter 2 MCQs Questions: Chapter 2 Authorisation MCQs

Chapter 2 MCQs Answers: Chapter 2 Authorisation MCQs Answers

Written Questions: Regulations Written Questions Chapter 2_2024

Passcode: (Chapter 2) 65tC$$FP

Chapter 3: Marketing

My Slides: Chapter 3 Marketing

Chapter 3 MCQs Questions: Chapter 3 Marketing MCQs

Chapter 3 MCQs Answers: Chapter 3 Marketing MCQs Answers

Written Questions: Regulations Written Questions Chapter 3_2024

Passcode: (Chapter 2 & 3 Completed Chapter 4 Started)  4jQ&aBQg

Chapter 4: Meeting Potential Clients

My Slides: Chapter 4 Meeting Potential Clients

Chapter 4 MCQs Questions: Chapter 4 Meeting Potential Clients MCQ

Chapter 4 MCQs Answers: Chapter 4 Meeting Potential Clients MCQs Answers

Written Questions: Regulations Written Questions Chapter 4_2024

Passcode: (Chapter 4 Completed Chapter 5 Started) Y3nwX+A8

Chapter 5: Sales Advisory Process

My Slides: Chapter 5 Sales Advisory Process

Chapter 5 MCQs Questions: Chapter 5 Sales Advisory Process MCQs

Chapter 5 MCQs Answers: Chapter 5 Sales Advisory Process MCQs Answers

Written Questions: Regulations Written Questions Chapter 5_2024

Passcode: (Chapter 5 Completed Chapter 6 Started) #F!Dd9Pk

Chapter 6: Customer Records

My Slides: Chapter 6 Customer Records

Chapter 6 MCQs Questions: Chapter 6 Customer Records MCQs

Chapter 6 MCQs Answers: Chapter 6 Customer Records MCQs Answers

Written Questions: Regulations Written Questions Chapter 6_2024

Passcode: (Completed Chapter 6 & 7 Started Chapter 8) $pUU9rRi

Chapter 7: Handling Complaints

My Slides: Chapter 7 Handling Complaints

Chapter 7 MCQs Questions: Chapter 7 Handling Complaints MCQs

Chapter 7 MCQs Answers: Chapter 7 Handling Complaints MCQs Answers

Passcode: (Completed Chapter 6 & 7 Started Chapter 8) $pUU9rRi

Chapter 8: Investor Protection

My Slides: Chapter 8 Investor Protection

Chapter 8, 9 & 10 MCQs Questions: Chapter 8 9 and 10 MCQs

Chapter 8, 9 & 10 MCQs Answers: Chapter 8 9 and 10 MCQs Answers

Passcode: =96xQr4y

Chapter 9: Unfair Terms in Consumer Contracts

My Slides: Chapter 9 Unfair Terms in Consumer Contracts

Chapter 8, 9 & 10 MCQs Questions: Chapter 8 9 and 10 MCQs

Chapter 8, 9 & 10 MCQs Answers: Chapter 8 9 and 10 MCQs Answers

Passcode: =96xQr4y

Chapter 10: Whistleblowing

My Slides: Chapter 10 Whistleblowing

Chapter 8, 9 & 10 MCQs Questions: Chapter 8 9 and 10 MCQs

Chapter 8, 9 & 10 MCQs Answers: Chapter 8 9 and 10 MCQs Answers

Passcode: =96xQr4y

Revision:

My Slides: (Chapters 2) Chapter 2 Authorisation

My Slides: (Chapter 5) Chapter 5 Sales Advisory Process

Pass Code: I@uu%1Bp (Revision end of  Chapter 2 Start Chapter 5)

Revision:

My Slides: (Chapter 5) Chapter 5 Sales Advisory Process

Pass Code: F^h3xCD@ (Chapter 5 Completion & look at MCQs)